Complete List of
Narrative Themes and Dramatic Roles
David G. Engle (1.9)
100 OFFERS, REQUESTS, DEMANDS
110 Seduction & Courtship I (among lovers)
Here the actors are the (potential) lovers among
themselves. This is the initiation
of a relationship; for matters concerning an ongoing relationship, cf. 210; for
broken faith cf. 210.a or 245.a.4
.0 (general)
.1 (rendezvous)
.2 (window)
.8 (passing
the time of day, greeting, meeting
casually, conversation)
a: refused
because of:
.3 (class)
.4 (character,
profession, general pride)
.5 (too young)
.6 (another
preferred)
b: accepted
.7 (marriage)
115 Erotic Encounters and acts
.0 (general)
.1 (cohabitation)
.2 (prostitution)
.3 (aubade)
120 Courtship II (lovers vis-ˆ-vis family or
"others")
The lovers in confrontation with, for example, the
"tattlers," courtiers, "the world", parents' interference, etc.
.0 (general)
a: refused, opposed
.1 (character,
profession, class, nationality)
.2 ("bride"
too young)
.4 (family or
other personal interference)
.7 (another
preferred)
b: accepted, granted
.8 (bestowal
of the bride or groom; reward of
marriage)
.9 (enforced
marriage; this when to the wrong
person by e.g. the family)
125 Promises & Vows A
Request, demand or offer of:
.0 (general)
.1 (money,
gold, riches, clothes, spices,
delicacies, real tangibles)
.2 (honor,
marriage, faithfulness)
.3 (Cockaigne, Schlaraffenland , unreal tangibles)
.4 (love token
or sign, e.g., ring, symbol of
engagement, bonnet instead of maidens' wreath)
.5 (in a
non-love situation, one's word or guarantee, Pfand )
a: refused
b: accepted
140 Approbation (Reward, Praise)
.0 (general)
.1 (praise,
prize, award, reward)
.2 (thankfulness,
thanks)
a: refused
b: accepted
150 Helping Hand (Mercy, Help, Intercession, Advice)
.0 (general)
151 Actions: help,
assistance, intercession (Intangibles)
Support, instruction, teaching, stewardship, looking after
someone, personal sacrifice; here the requests for or offers of such actions , their acceptance,
granting or refusal; under 250 the success or failure of what amounts to aid or
rescue. [from ÒoutsideÓ]
152 Tangibles: aid, succor
This has to do with requests for or offers of tangibles, alms,
food, money, clothes, medical attention, various services which amount to
tangibles; here direct; ransom which might involve tangibles is placed with
aid/intercession or with mercy accordingly.
153 Compassion,
Mercy, Pity, Forgiveness, Release
From confinement or contract, release from threat of abuse or
punishment for whatever reason including sins, religious confession,
dropping charges or accusations, turning loose; legal, moral, religious; one
agent's asking for this on behalf of another. The act of intercession; under 151 the request for
intercession. [from ÒinsideÓ]
154 Simple Demand for Justice
Which is not associated with accusation.
155 Permission
Especially regarding permission to leave, go away with, or
permission to enter when this is emphasized; sanction.
156 Advice & Warning
Especially from family, friends or colleagues.
157 Companionship
Going along with, accompanying, especially a lover.
a: refused, not accepted (failed, violated, attempted,
unsuccessful)
.8 (hardheartedness,
relentlessness)
.9 (because of
inability, disability)
b: granted, accepted, offered spontaneously (fulfilled,
complied with, successful)
.10 (simple
releasing from confinement, captivity; spontaneous pardons such as might start a ballad)
c: ransom, Loskauf, purchased
Granting mercy or aid but upon imposed conditions, e.g., money,
sacrifice, promise; the purchase of "mercy or aid" usually first
refused then sold; blackmail, putting the "squeeze on."
.11 (through
playing music)
170 Offering Deals, Wagers, Bargains, Indemnity,
Contracts, Planning
Pacts, Conspiring
a: refused
b: accepted, granted
180 Offering of Hiring, Enlisting, Workers and Bosses
Offers, solicitations, demands of occupation either to
gain or give employment or in the course of employment or service.
.0 (general)
.1 (hiring,
enlisting, arranging employment)
.2 (workers
& bosses: solicitations, demands,
e.g., of the workers upon their bosses & vice versa; here
employment, occupation- related, not task-related; demands for remuneration)
a: refused
b: accepted, granted
200 OBLIGATIONS, COMMITMENTS, EXPECTATIONS
210 Romantic or Marital Relationships
[Responsibilities] Ongoing relationships (unlike 110).
.0 (general)
a: failed, violated, faithless
.1 (adultery)
(If broken faith, then classify also as 245.a: Mores: violated.)
b: fulfilled, complied with, faithful
220 Kinship Responsibilities
.0 (general)
.1 (Schnur
& Schwieger; mother-in-law and daughter-in-law)
.2 (thankless
son or daughter)
.3 (rejection
of the parents in favor of the wooer)
.4 (stepparents)
.5 (raising
the children by parents or adoptive parents)
a: failed, violated
b: fulfilled, complied with
225 Promises & Vows B
To be deleted & put to 245.0 (general)
a: failed, violated
b: fulfilled, complied with
235 Interdictions (Express Tabus)
ÒDontÕsÓ
.0 (general)
a: failed, violated
b: fulfilled, complied with
240 Tasks Imposed
ÒDoÕsÓ
.0 (general)
a: failed, violated
b: fulfilled, complied with
245 Mores & Morals
Adherence to prevailing social conventions and customs, to
"what is expected."
.0 (general)
a: failed, violated
.1 (Frevel:
outrageous or heinous trespasses, e.g., incest or bearing false witness under
oath, defiling food; BUT for certain kinds of murder cf. 290; for blasphemy see
here or 290)
.2 (dishonor,
especially but not limited to a girl's)
.3 (hospitality
violated or withheld expressly)
.4 (betrayal
of friendship or acquaintance)
.5 (betrayal
of stewardship over someone not related)
.6 (betrayal
of one's class)
.7 broken
promises
b: fulfilled, complied with
.2 (honor
kept)
.3 (hospitality
pointedly fulfilled)
.4 (friendship)
.5 (stewardship
not over kin)
.6 (subservience
to class distinctions)
.7 kept
promises
.8 being true
to oneself, personal legend, Unentwegtheit, BestŠndigkeit
250 Assistance or Rescue
To be struck and melded into 150
.0 (general)
.1 (with
saint's help)
.2 (in battle)
.4 (from grave
or death)
a: failed, violated, attempted, unsuccessful
.5 (temporary,
abortive)
b: fulfilled, complied with, successful
260 The Law
Prevailing legal codes.
.0 (general)
a: failed, violated, breaking the law
b: fulfilled, complied with , keeping the law
270 Keeping Deals, Wagers, Bargains, Contracts, Pacts,
Following plans, Conspiracies
.0 (general)
a: failed, violated
b: fulfilled, complied with
280 Employment, Occupational Responsibilities,
including Military Service
Desertion = 330 + 280.a
.0 (general)
a: failed, violated
.1 (abusive
orders, commands)
.2 (manipulation
through debt, withholding pay or pensions)
.3 (disobedience,
strike)
.4 (poor
service, laziness)
.7 fired
– no matter whose fault
b: fulfilled, complied with
.5 (true or
good service)
.6 (remuneration,
concession, pension)
290 Affiliations (Religious, Political, or
Ideological)
Essentially public and non-personal; if interpersonal, then
--> 245
.0 (general)
a: failed, violated
.1 (treason)
.2 (blasphemy)
b: fulfilled, complied with
.3 (godly
life, gottgefŠlliges Leben)
300 DEPARTURES, QUESTS
310 Elopements, Abductions, Enticements
Here mostly voluntary; if enforced --> 850: captures and
claimings
.0 (general)
320 Departures and Farewells; the Search;
Going on quests, riding out, focus on leaving for something or not being
happy about leaving (esp. in combination with 590)
.0 (general)
.1 (military)
.2 (contract
or employment, Wanderschaft, search for employment or adventure, seeking one's
fortune)
.3 (pilgrimage,
penance)
.4 (quest,
search for persons, objects, &c.)
.5 (exile,
transportation, being "sent away," "thrown out of the
house")
.6 (emigration)
a: enforced
b: voluntary
330 Escapes & Desertions
Running away; focus on getting away from something negative.
.0 (general)
340 The Ride
The goal, destination, place is known (unlike a search 320.4);
saddling up and riding (as on a
"milk white steed") but also swimming, running, even being
transported by saintly means; mostly to "get there" on time; travel
between two points. The thematic
core is the spanning of distance between two points, in distinction to just
setting off, or undertaking a journey per se, even though the destination might
be known.
.0 (general)
400 CONTESTS
(psychological)
Psychological or intellectual contests; competition for
"the advantage"
410 Verbal Contests
Tests and contests, test as a challenge; "prŸfen";
Here the "test" – under 810 the discovery.
.0 (general)
.1 (debate,
riddling, verbal battle of wits)
.2 (clever
excuse)
420 Self-Transformation: Costuming, Disguise, Transformation. These are mostly "willing" and relatively
"external;" here especially self-transformation – to 560
goes enchantment, transformation by another, as being parallel to confinement
or slavery or madness.
.0 (general)
.1 (getting
dressed (i.e., no disguise), costuming, arming oneself; getting undressed)
.2 (disguises,
pretensions, transforming oneself in general)
430 Concealment or Hiding Out [place]
Mostly location, e.g. the robbers' hide out,
.0 (general)
440 Tricks, (Deceptions, Ploys, Ruses, Entrapments)
Lies, tricks, traps, dodges, shams, deludings, fraud,
"psyching out," substitutions of another person or thing, "bait
and switch," diversions, equivocations, lies, tricking questions,
manipulations which are not particularly exploitative.
.0 (general)
.1 (substitution)
.2 (falsehoods,
lies, false accusations in combination with 910, falsified information and
falsified reports often in combination with 815.5)
445 Boast, Challenge, Insult, Triumph
Self-praise or just a statement of having the advantage over
someone, thing, condition, situation; while a boast will start action as a kind
of indirect challenge, triumph ends that segment of the action by declaring an
apparent winner; certainly some amount of verbal abuse is covered here; Spott.
.0 (general)
(physical)
450 Physical Contests, War, Combat, Contests, Physical
Competition
Will be reorganized as 450.1, 450.2, etc.
451 One against Many
.0 (general)
452 Duel, Single Combat
.0 (general)
453 Competition, Team Contests
Team competition, team sports.
.0 (general)
454 Wars, Feuds, Group Combat,
.0 (general)
.1 (battles,
wars, military and naval combat)
.2 (feuds)
.3 (riots)
(other CONTESTS)
460 Pursuits, Hunts
.0 (general)
.1 (pursuit,
manhunt)
.2 (hunting,
poaching)
470 Games of Chance and Skill; Contests of Prowess;
Gambling, Drawing Lots. Cf. 170 & 270 for wagers which are
more like "deals" or "contracts". Here the game, 170/270 the pact.
.0 (general)
.1 (drawing
lots)
.2 (gambling,
cards, dice)
.3 (competition
with animals or machines)
480 Races
[probably obsolete --> 470.4]
.0 (general)
490 Reversal of Situation, Reversal of Role
This is not under "psychological contest" because the
reversal need not necessarily stem from the person's character; it usually
does, however.
.0 (general)
.1 (measure
for measure, hoisted on his own petard)
.2 (disadvantageous
success)
500 JOURNALISTIC ACCOUNTS, ORDEALS, ADVERSITY
Adventures, events, ordeals, adversity, "true"
occurrences, often happenings in a series, sometimes leaning towards the
descriptive more than the narrative; often "journalistic" in tone.
520 Outsiders: Outlawry, Abandonment, Orphanage, Ostracism, Poverty
.0 (general)
.1 (outlawry--"merry"
or "criminal"--, ostracism, vogelfrei sein, geŠcht und gebannt; true
accounts, ordeals, adversities or the adventures of being an outsider, of being
on one's own)
.2 (orphanage)
.3 (beggary
when particularly emphasized; grinding poverty)
540 Mistreatment
One time or gratuitous.
.0 (general)
.1 (gratuitous
violent mistreatment)
.2 (exploitative
mistreatment, gratuitous or not, manipulation, milder forms of exploitation
through authority, e.g., gratuitous fining)
.3 (robbery)
550 Abuse
Habitual, repeated or motivated by personal relationships.
.0 (general)
.1 (beatings
& threats of beatings)
.2 (torture,
in combination with 810.2 torturous tests)
.3 (threats,
except the gallows scene of 660)
.4 (sale of
humans; here the selling, below the slavery)
560 Confinement and Isolation (as Captivity or Reclusion)
Both as confinement (cannot get out, as in captivity, madness,
enchantment) or as isolation (as in being cloistered). Here madness as enchantment; to 580 as
a natural disability. Banishment
goes to 320.
.0 (general)
.1 (captivity,
imprisonment, house arrest, legalistic)
.2 (enchantment,
confinement, non- or extra-legal captivity)
.3 (slavery,
the galleys)
.4 (reclusion,
the cloister)
(Journalistic accounts of hardship & prosperity:)
571 Incidents, Hazards and Fortunes of Travel
.0 (general)
.1 (riding
out, taking a walk)
.2 (military
moves or rides out)
572 Incidents, Hazards and Fortunes of Employment,
Occupation or Enterprise
.0 (general)
.1 (chores,
e.g., harvesting, gathering, picking, fetching water, wine, &c.)
.2 (military
services)
573 Feats
Incidents, hazards & fortunes of choice, personal decision,
acts of prowess; of-ten in a series.
As a contest, cf. 470.
.0 (general)
574 Good and Bad Times
The quality of life; mostly this unit is descriptive and
observational.
.0 (general)
.1 (hard
times, hard times litany, e.g., list of afflictions, plague, pestilence,
inflation, hunger, and so forth)
.2 (Heile
Welt, the world in order)
575 Life-Cycle Events or Biographies
Tends to be recounting of whole lives or decades.
.0 (general)
576 Historical or Political Events
These events being a sort of miscellaneous category for those
which the other units do not fit, where the pressure of what must be felt as
"true," historical, or political reality exerts more influence on the
song than the more usual story-telling traditions.
.0 (general)
577 Calendrical Events
About hours, days, weeks, months, years, etc.
.0 (general)
578 Simple Encounters or Sightings
Usually short, essentially non-dramatic or without conflict
stated directly in the ballad text, often with a somewhat visionary character
(but visions &
dreams declared as such go to 815).
.0 (general)
(Disabilities and shortcomings:)
580 Disability
These are mostly physical, often the kind of things that are
complained about (+590). Here the
state, under 620 the accident.
.0 (general)
.1 (being
injured, being wounded)
.2 (illness,
insanity, infirmity, age)
.3 (pregnancy,
childbirth) [even if portrayed positively, which hardly happens]
.4 (blindness
(physical), disabled)
.5 (starvation)
585 Shortcomings
These are more mental, more of the sort a song will make fun
of. (Poverty --> 520)
.0 (general)
.1 (weakness,
ineptitude)
.2 (stupidity,
na•vetŽ)
590 Complaints or Laments
Only the complaints go here; almost always in
combination with another unit, e.g., death 630, killing 650, separation 320,
etc. The actions motivated by the
complaint go to those respective themes.
Thus here goes the complaint of another's death, to 630 goes
"sympathetic death;" here goes the complaint of wrongdoing, to 650
the revenge killing.
.0 (general)
.1 (about
character, except as .2 or .7 below)
.2 (about
being married, about married or romantic partner, about their characters)
.3 (subjunctive:
I-wish-I-had-never-been-born-type)
.4 (repentance,
in combination with 910: accusation)
.5 (of death,
i.e., only complaint, without further action; mourning)
.6 (separation
from loved ones, homesickness, and question of who will care for children,
etc., left behind, about parting, "scheiden & meiden tut weh;"
the actual separation is 320)
.7 (about
family, family members)
.8 (hornyness,
"Geilheit")
.9 (about
absence of guilty party)
600 DEATH AND DISASTER
610 Harm
"Schaden," contrived disasters
.0 (general)
.1 (arson)
.2 (demolition,
sabotage)
.3 (wounding,
maiming in a fight or battle)
620 Accidents, (natural) Catastrophes, and Strokes of
Fate
Natural accidents, fire, flood, earth‑quake, storm, tidal
wave, cold, heat.
.0 (general)
.1 (natural
catastrophes, communal)
.2 (accidents,
individual)
630 Death
Natural, accidental, in combat. Here more "fate" to 650 more
"intentional"
.0 (general)
.1 (Scheintod,
apparent death)
635 Sympathetic Death
[obsolete: will go to 630.5]
Includes suicide and dying of broken heart, etc.
.0 (general)
.1 (suicide;
either killing of self or double suicide)
640 Last Farewells (Death-Bed)
Last farewells, last-goodnights on a death bed, gallows, or
place of accident.
.0 (general)
.1 (farewells,
sending of death messages)
.2 (testaments,
bequests)
.3 (requests,
preparation for death, last sacraments)
650 Killing, Murder, Manslaughter
The killing of another human being in a non-legalistic setting,
murder, manslaughter, killing in justified or unjustified revenge, or
unexplained killing (justified or not).
.0 (general)
.1 (attempted
murder)
.2 (choice of
death)
.3 (MenschenschlŠchterei,
butchering a human being
.4 (through
withholding or actively NOT preventing a preventable death)
660 Execution
Legalistic in form; cf. Retribution.
.0 (general)
.2 (gallows
scenes in general)
700 SOCIAL EVENTS
710 Dances
Dances, dancing, dance floor, &c., and also public
celebrations, e.g.,
.0 (general)
.1 (Kirmes,
public festivities, fairs)
720 Funerals
.0 (general)
.1 (graveside,
going, visiting the grave; here actions, 590 is the complaint)
.2 (death
bells, hearing of the death as one approaches)
.3 (funeral,
including the burial, but also recovering the body, the morgue, "the
duckers;" lying in state)
.4 (wedding
day - death day)
.5 (plants or
birds on the grave, BUT NOT ominally, just present; here are flowers
emphasizing the grave. The
"rose and the briar" go to 815 as being ominal.)
.6 (the cross
by the wayside)
750 Conviviality, Celebrations, Repasts
Eating & drinking, having a good time, more private in
nature than 710 above.
.0 (general)
.1 (celebration,
party, e.g., a wedding)
.3 (scene at
the inn, eating & drinking, food & drink, a meal)
.4 (fish, eels
& snakes)
.5 (human
flesh and/or blood)
800 DISCOVERIES, INFORMATION AND CONNECTIONS
810 Discoveries, (Non-)recognitions, Tests
Testing questions and "Proben" as well as chance
discoveries; also the pointed NON-recognition of actual conditions. Non-legal investigations. (The legality of investigations and
testimony goes to 950 – the
discovery stays at 810).
Confessions to go 910.
.0 (general)
.1 (gratuitous
discoveries, mostly of a misdeed)
.2 (questions
& tests: of a disguise, identity, character, of suitability (e.g., a
suitor's), or loyalty; Liebesprobe
; test questions, questioning parentage, origin, home, where all the children
came from; the testing of a disguise or pretension can occur in either
direction (test by or of the disguised one))
.4 (belated,
unwelcome discoveries, discovery or recognition too late)
.5 (through
use of token, mark, sign, ring, etc.)
.6 (overhearing,
hearing of something by chance)
a: Non-Recognition, Non-Discovery, False Perception
Of an identity, condition or situation.
b: Discovery, Recognition, Self Revelation
Discovery of identity, condition, situation; making
oneself/itself known, self-presentation.
815 Messages (Reports, Visions, & Oracles)
Visions, signs, signals, reports.
.0 (general)
.1 (oracles,
omens)
+ Retribution = divine justice,
e.g., where plants & birds indicate the meting out of justice
+ Reunion = 820.7
+ Trial = trial by ordeal
.2 (premonitions,
dreams, visions)
.3 (prophecies,
predictions)
+ 960.4 retributions = curse
.4 (signals,
messages, letting know, also signs agreed upon; letters, reports)
820 Arrivals & Reunions
.0 (general)
.1 (too late,
unwelcome)
.2 (temporary,
aborted, inconclusive)
823 Return, Arrival, Reunion
E.g., bringing home the bride or booty or prisoners, reunion of
recognized or "known" relations, lovers or friends, social order
restored. The arrival of non-related
or non-recognized persons functions differently.
824 Arrival as a Stranger
I.e. focus on the arrival & reception accorded one a
stranger or one not recognized; includes requests for lodging and/or extensions
of hospitality (perhaps not accepted) which are not emphasized (s. Mores). The treatment of non-recognition goes
to 810: discovery.
.7 (reunion in
heaven)
850 Captures, Claimings, Fetchings
Not elopement which is relatively "consensual"
.0 (general)
.1 (claiming,
calling forth, being fetched by angels or the devil, the groom claiming his
bride)
.2 (capture,
taking prisoner)
.3 (temporary,
unavailing, aborted, inconclusive)
.4 (press
gang)
900 JUSTICE
910 Accusation (Denunciations, Deliveries, Reproaches,
Confessions Accusations, self-accusations, self reproach,
delivering oneself or another person over, confessions to the priest
.0 (general)
.1 (admonitions
from the hereafter)
.2 (whose
blood is that?; blood gushing onto someone)
.3 (repentance
in combination with 590)
.4 (simple
reproach, perhaps without "criminal" implications; "who is to
blame")
.5 (confrontation
with a misdeed in a non-trial setting)
950 Trial
Legalistic in setting. (The legality of investigations and testimony
stays at 950 – the discovery
goes to 810).
.0 (general)
.1 (civil,
legal)
.2 (military,
court-martial)
.3 (trial by
ordeal, in conjunction with 815)
960 Retribution and Punishment
All kinds of punishments, retributions, revenge. The unit is almost exclusively
aspectual, acting in combination with actions listed elsewhere. Cf. 140:
reward.
.0 (general)
.1 (threat of
retribution, punishment, except gallows scene)
.2 (consolation,
justice belongs to God)
.3 (supernatural
or divine aspects to the retribution, mostly in combination with 815)
1000 METAPHORICAL NARRATIVES
1000 Love, Erotic Metaphors
2000 Domestic Metaphors
3000 Political Metaphors
4000 Religious Metaphors
5000 Other Metaphors
Complete List of Role Relationships
(Classes of dramatic Principals)
(The Dramatis Personae)
L Lovers:
Relationships
defined by loving, courting, attempting to seduce, entice, having a good
(amorous) time or not. Included
are also marital relationships, or what passes for such , called by Wilgus,
Long and their students Òbinding relationships.Ó Husband and wife acting as a couple are included here;
acting as father and mother they are included among Family. However, a lasting relationship is not
necessarily implied (e.g., the prostitute), nor must the ÒloveÓ which motivates
the plot be mutual (e.g., ÒWinterrosen,Ó or ÒKšnig und MarquiseÓ).
F Family:
Relationships
defined by family ties; blood relationships rather than social. The ÒfamilyÓ may be extended or
nuclear, and may include stewards or step-parents, but only when they
act in the capacity of immediate family relationships.
O/Ec Occupational/Economic
Figures:
Relationships
defined by a common and public social structure of work and commerce: artisans,
innkeepers, soldiers, sailors, rangers.
characterized by professional or economic relationships; roles dictated
by general social structure rather than authoritarian or personal
relationships. (The soldier or
cowboy carrying out his duties is classed here; the figure whose role in the
ballad is that of a lover is classed among the Lovers, even though he may be
described incidentally as a soldier or a cowboy.
I Institutional
Figures:
Relationships
defined by the potential for exercising authority which is collective rather
than individual. Institutional
agents are the representatives of authority (e.g., kings, police, popes), or
agents acting in the religious or governmental institutionÕs stead,
e.g.,
soldiers in combat; ships of war; the law and lawmen; priests representing the
church as institution (e.g., the pope in ÒTannhŠuserÓ; not the figures which
are the subject of religious teachings); feudal lords. As an indexing device, these
relationships have been assigned to the individual song types, although they have not been used
in the classification.
V Victims:
The
relationships which involve victims or sufferers. A criminal or an oppressor can create a ÒVictim,Ó and so can
an institution (which then functions as the ÒVictimÕsÓ opposite). A ÒVictimÓ or a sufferer can ask for
help, so that the helper—or even the avenger—is his opposite in the
other direction. This is borne out
by such figures as Robin Hood, who is both ÒcriminalÓ and Òhelper,Ó and as
ÒoutlawÓ perhaps also ÒVictimÓ in his own right. The relationships here are of exploitation and help; since
both center on the ÒVictim,Ó the agent class is so named.
R Religious/Supernatural
Figures:
Relationships
which depend on the numinous, on the figureÕs supernatural qualities, or on the
figureÕs position in a religious or mythological hierarchy. Included are religious figures,
supernatural characters, saints and biblical figures acting especially in their
ÒofficialÓ or biblical capacities (e.g., Christ, Saint Peter); revenants and Scheintote (false dead).
As an indexing device, these relationships have been assigned to the
individual song types, although they have not been used in the classification.
N or A/P Animals/Plants:
Relationships
involving animals, plants, stars, streams, inanimate objects, forms of nature,
whether or not the plotÕs relationships actually depend on a figureÕs being non-human. As long as they act in a ballad, such
figures have been recorded as an indexing device. They have not been used in the actual classification or
arrangement.
G Gratuitous
Figures:
Relationships
between ballad principals which are characterized by their lack of personally
motivated depth, however important the figure may be to the ballad plot. ÒGratuitous ActorsÓ is a category for
principals not to be put in any of the other Òpigeon holes,Ó and yet whose
actions, while lacking enough substance to associate them with another class of
principals, seems important enough as gratuitous: these are the figures who step in and out of the ballads, perhaps
giving advice or an accusation, appearing in a dream, or functioning as a voice
of the ballad itself.
C Contestants
and Combatants:
Roles
or relationships characterized mainly by contest or combat, e.g., Diederick in
his punitive action against Ermenrich (V180). The conflict here is not so much one of interpersonal
relationships as it is of circumstances: warriors who define themselves through
their combat; cowboys and Indians.
At times, however, the category is appropriate to contestants in
psychological battles for personal hegemony (T.Unit 440), when, along with any
other ÒpersonalÓ relationships, the roles motivating the ballad plot are
defined by a gaming spirit or adversary nature.
These role relationships do not have to be mutual to be
thematically valid; the presence of only one side of a relationship is
sufficient to record that class of actor.
These classes are not mutually exclusive; just as in real
life, the role relationships can combine (e.g., love and family).